Company:  MEDLEY CAPITAL CORP (MCC)
Form Type:  10-K
Filing Date:  12/7/2017 
CIK:  0001490349 
Address:  280 PARK AVENUE
6TH FLOOR EAST
 
City, State, Zip:  NEW YORK, New York 10017 
Telephone:  (212) 759-0777 
Fiscal Year:  09/30 
Last Trade
Last Trade: 
$5.43  
Change: 
0.03 (0.56%)  
Trade Time: 
03:27 PM EST  
Market Cap: 
$295.79M
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Description of Business
Medley Capital Corporation is a non-diversified closed end management investment company incorporated in Delaware that has elected to be treated and is regulated as a business development company ("BDC") under the Investment Company Act of 1940, as amended (the "1940 Act"). We completed our initial public offering ("IPO") and commenced operations on January 20, 2011. The Company has elected and qualified to be treated for U.S. federal income tax purposes as a regulated investment company ("RIC") under subchapter M of the Internal Revenue Code of 1986, as amended (the "Code"), commencing with our first taxable year as a corporation, and we intend to continue to operate in a manner so as to maintain our RIC tax treatment. We are externally managed and advised by our investment adviser, MCC Advisors, pursuant to an investment management agreement.
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  FORM 10-K
    PART I
      Item 1. Business
      Item 1A. Risk Factors
      Item 1B. Unresolved Staff Comments
      Item 2. Properties
      Item 3. Legal Proceedings
      Item 4. Mine Safety Disclosures
    PART II
      Item 5. Market for Registrant's Common Equity, Related ...
      Item 6. Selected Financial Data
      Item 7. Management's Discussion and Analysis of Financial ...
        Results of Operations
        Financial Condition, Liquidity and Capital Resources
      Item 7A. Quantitative and Qualitative Disclosures About ...
      Item 8. Consolidated Financial Statements and Supplementary Data
        Report of Independent Registered Public Accounting Firm
        Report of Independent Registered Public Accounting Firm
        INCOME STATEMENT
        CASH FLOW
        Notes to Consolidated Financial Statements
          Note 16. Subsequent Events
      Item 9. Changes in and Disagreements with Accountants on ...
      Item 9A. Controls and Procedures
      Item 9B. Other Information
    PART III
      Item 10. Directors, Executive Officers and Corporate Governance
      Item 11. Executive Compensation
      Item 12. Security Ownership of Certain Beneficial Owners and ...
      Item 13. Certain Relationships and Related Transactions, and ...
      Item 14. Principal Accountant Fees and Services
    PART IV
    SIGNATURES
  EXHIBIT 21.1
    SUBSIDIARIES
  EXHIBIT 31.1
  EXHIBIT 31.2
  EXHIBIT 32.1
    CERTIFICATION OF CHIEF EXECUTIVE OFFICER