Company:  NOAH HOLDINGS LTD (NOAH)
Form Type:  20-F
Filing Date:  4/21/2017 
CIK:  0001499543 
Address:  NO. 1687 CHANGYANG ROAD
CHANGYANG VALLEY, BUILDING 2
 
City, State, Zip:  SHANGHAI,  200090 
Telephone:  (86-21) 8035-9221 
Last Trade
Last Trade: 
$42.04  
Change: 
-0.39 (-0.92%)  
Trade Time: 
04:02 PM EST  
Market Cap: 
$852.92M
Trade NOAH now with 

© 2018  
Description of Business
We are a leading wealth and asset management service provider in China with a focus on global investment and asset allocation services for high net worth individuals and enterprises. We provide comprehensive financial services to high net worth clients, with capabilities in wealth management, asset management, and other financial services. In August 2005, our founders started our business through the incorporation of Shanghai Noah Investment Management Co., Ltd., or Noah Investment, as the first independent wealth management company in China. In 2007, affiliates of Sequoia Capital, a well-known venture capital fund based in the United States, invested in our business. On November 10, 2010, we were listed on the New York Stock Exchange and became China's first listed independent wealth management company. In 2010, Gopher Asset Management Co., Ltd. ("Gopher Asset Management") and its subsidiaries were established as an asset management business.
Register and access this filing in:     
  FORM 20-F
    PART I
      ITEM 1 IDENTITY OF DIRECTORS, SENIOR MANAGEMENT AND ADVISERS
      ITEM 2 OFFER STATISTICS AND EXPECTED TIMETABLE
      ITEM 3 KEY INFORMATION
      ITEM 4 INFORMATION ON THE COMPANY
        Legal Proceedings
      ITEM 4A UNRESOLVED STAFF COMMENTS
      ITEM 5 OPERATING AND FINANCIAL REVIEW AND PROSPECTS
        Factors Affecting Our Results of Operations
        B. Liquidity and Capital Resources
      ITEM 6 DIRECTORS, SENIOR MANAGEMENT AND EMPLOYEES
        NAME AND TITLE
        OPTIONS
        BENEFICIAL OWNERS
      ITEM 7 MAJOR SHAREHOLDERS AND RELATED PARTY TRANSACTIONS
      ITEM 8 FINANCIAL INFORMATION
      ITEM 9 THE OFFER AND LISTING
      ITEM 10 ADDITIONAL INFORMATION
      ITEM 11 QUANTITATIVE AND QUALITATIVE DISCLOSURES ABOUT ...
      ITEM 12 DESCRIPTION OF SECURITIES OTHER THAN EQUITY SECURITIES
    PART II
      ITEM 13 DEFAULTS, DIVIDEND ARREARAGES AND DELINQUENCIES
      ITEM 14 MATERIAL MODIFICATIONS TO THE RIGHTS OF SECURITY ...
      ITEM 15 CONTROLS AND PROCEDURES
        Attestation Report of the Independent Registered Public ...
      ITEM 16A AUDIT COMMITTEE FINANCIAL EXPERT
      ITEM 16B CODE OF ETHICS
      ITEM 16C PRINCIPAL ACCOUNTANT FEES AND SERVICES
      ITEM 16D EXEMPTIONS FROM THE LISTING STANDARDS FOR AUDIT ...
      ITEM 16E PURCHASES OF EQUITY SECURITIES BY THE ISSUER AND ...
      ITEM 16F CHANGE IN REGISTRANT'S CERTIFYING ACCOUNTANT
      ITEM 16G CORPORATE GOVERNANCE
      ITEM 16H MINE SAFETY DISCLOSURE
    PART III
      ITEM 17 FINANCIAL STATEMENTS
      ITEM 18 FINANCIAL STATEMENTS
      ITEM 19 EXHIBITS
    SIGNATURES
    REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
    ATTESTATION REPORT OF THE INDEPENDENT REGISTERED PUBLIC ...
    BALANCE SHEET
    INCOME STATEMENT
    STOCKHOLDERS EQUITY
    CASH FLOW
    CASH FLOW
    Notes to Consolidated Financial Statements
  EXHIBIT 8.1
  EXHIBIT 12.1
  EXHIBIT 12.2
  EXHIBIT 13.1
  EXHIBIT 13.2
  EXHIBIT 15.1
  EXHIBIT 15.2
  EXHIBIT 15.3